Wed May 8, 10:00 AM - Fri May 10, 3:30 PM

Regus Office Facility

111 Congress Avenue, Suite 400, Austin, Texas 78701, Austin, TX 78701

Community: South Congress

Description

Focuses on the skills need by insurance professionals working on NAIC MAR compliance programs Our academy approach contains the relevant information which professionals will need to fulfill the "Internal Control Life Cycle" using the "top-down, risk-based" approach. We

Event Details

Focuses on the skills need by insurance professionals working on NAIC MAR compliance programs
Our academy approach contains the relevant information which professionals will need to fulfill the "Internal Control Life Cycle" using the "top-down, risk-based" approach.
We teach the background knowledge sources, provide advise on how to conduct risk assessments, discuss scoping, and review how to plan the assessment of an internal control framework. Risk management activities are the key process to determine the requirements of a NAIC MAR program. The MAR program deliverables should lead to management's opining on the status of the internal control framework in reference to an insurance commissioner's reporting requirements.
We have created detailed workshop materials based on our experiances with the creation and validation of internal controls under the Financial Condition Examiners Handbook.
This twenty-four hour (Three Day) CPE course provides you with the tradecraft skills to implement a compliance program that is consistent with NAIC Model Audit Rule compliance:
Day One:
Introduction to Model Audit Rule
Dr. Deming's Thoughts on Quality
Internal Control Concepts and Challenges
Available Internal Control Frameworks
Financial Condition Examiners Handbook
Business Objectives to Risk Assessments to Controls
Day Two:
Performing Risk Assessments within Entity Level Controls
Performing Risk Assessments within the Business Process
Performing Risk Assessments within the IT Activity
Identifying Key Controls
Assessing Design - Testing Effectiveness
Day Three:
Evaluating Control Deficiencies and their future
Opining and Certification
Keys to successful MAR assessment
Building a culture of compliance
Top NAIC MAR key control programs
What You Get!!!:
We present the roadmap to having the skills and knowledge to work on NAIC MAR compliance.
Relax, learn and enjoy expert instructor presentations, group discussions, role-playing, audit and compliance exercises, white-board diagramming and simulations.
Follow the below links for further detail information:. Seminar Highlights. Learning Objectives. Key Issues on the Agenda
The pricing for this CPE seminar is $1,775.00 for the first attendee from an organization. Attendees past

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